Independence Redefined

At Founders Financial Securities, we build intentional relationships with financial advisors who want more than just a processor.

We are a partner, not a processor

As a broker-dealer/RIA enterprise built by and for independent financial advisors, we treat you the same way you treat your clients. This sort of relationship promotes true growth, achievement, and lasting purpose for your business.

What We Offer

Wealth & Asset Management

Get access to the programs and tools you need to serve your clients. Whether you are managing portfolios, using third party managers, or investing direct - you are free to make the choices that are right for your practice.


Our best of breed solutions bring together the best technologies and tools the industry has to offer in order to provide financial advisors with greater control over the productivity, scalability and efficiency of their business. 

Practice Management

Get access to one-on-one leadership and strategic vision coaching to help you develop and grow your enterprise. Lay the groundwork for your legacy by implementing proven systems and participating in our guided leadership curriculum.

Financial Planning

Whether you are looking for personal coaching from one of our experts or seeking integrated technology tools, we assemble the resources you need to serve your client’s full-service financial planning needs.

Product Solutions

You deserve the freedom to offer products that make sense for your clients. Our extensive product lists provide the flexibility and due dilligence you need so you can focus on what you do best.

Custody & Clearing

Clearing through Pershing, Trust Company of America, and TD Ameritrade give you access to top providers in the industry without giving up the personal element of relationship and service.


Working to protect, defend, and serve your enterprise, the Compliance team serves as your dedicated partner for the interpretation and application of regulations.


Get the information you need from our expert Investment Research Committee or our suite of industry-leading tools, empowering you to serve as the expert professional with your clients.

Marketing & Communications

From pre-approved marketing materials and communications to website and campaign services, our comprehensive programs will empower you to cultivate client relationships.

Learn more about how we serve advisors

View our Resource Center

About Founders

Founders serves as your business partner for the effective management of your business. It is important to us that all aspects of your practice work seamlessly together, promoting harmony, growth, and legacy for your enterprise.

As an organization built by independent financial professionals, we implicitly understand the needs of financial advisors. We conduct every aspect of our business with the intentional purpose to serve others first so they achieve their unique dream. It is this philosophy that created and maintains the fellowship, spirit, and lasting relationships found in our uncommon community.

Founders Financial, Inc Our Community Plaque

Founders Financial statistics
Founders Financial statistics
Founders Financial statistics
Founders Financial statistics

1As reported by Financial Planning in June 2017  2As reported by Investment News in May 2017